J.F.CAPITAL Regulations

The Vision of SERC

Securities and Exchange Regulator of Cambodia (SERC) is established under the law on The Issuance and Trading of Non-Government Securities (Preah Reach Kram No NS/RKM/ 1007/028). SERC regulates the securities industry in Cambodia to contribute to socio-economic development through capital mobilization from public/ securities investors to meet the demand of financing for investors.

The Missions of SERC are to:

Develop and maintain the confidence of public investors in the Kingdom of Cambodia by protecting their lawful rights and ensuring that the offer, issue, purchase and sale of securities are carried out in a fair and orderly manner;Promote the effective regulation, efficiency and orderly development of the securities markets;Encourage the varieties of saving tools through buying of securities and other financial instruments;Encourage foreign investment and participation in the securities markets in the Kingdom of Cambodia; andAssist in facilitating the privatization of state-owned enterprises in the Kingdom of Cambodia.

Address of SERC:

#Building 168F, street 598, Sangkat Chrang Chamres 1, Khan Russey Keo, Phnom Penh, Kingdom of CAMBODIA

J.F.CAPITAL Group has in place an external independent auditor to ensure compliance with our regulatory obligations and operational processes.

Under our licence obligation, client funds are held in an Cambodia CSA (authorized deposit-taking institution) which has AA rating. The Cambodia Canadia Bank is one of the top 4 largest financial institutions in Cambodia and are highly ranked worldwide. In addition, J.F.CAPITAL provides separate trust accounts for high networth individuals or organizations, providing access to log in to their dedicated bank accounts with Canadia Bank to check the accounts balance at any time.

J.F.CAPITAL always adheres to the "customer first" service concept and provides professional liability insurance (PI insurance) for customers while protecting the financial security of customers and meeting the common requirements of multiple regulations. The insurance company which is J.F.CAPITAL's partner provides J.F.CAPITAL customers with up to USD 5 million in single insurance coverage.